Director · Capital Bank and Trust Company
Susi M. Silverman
CRD 5336044 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Capital Bank and Trust Company, an SEC-registered private fund adviser based in Irvine, CA with $251.0 billion in regulatory assets, lists Susi M. Silverman on its Form ADV as Director, a control person. The SEC filings also name Susi at 2 other registered advisers.
Firms and roles
- Capital Bank and Trust CompanyDirectorPrivate fund adviser · Irvine, CA · $251B in regulatory assets
- Capital Group Private Client Services, Inc.Chief Financial Officer and TreasurerWealth manager · LOS Angeles, CA · $48B in regulatory assets
- Capital Research CompanyTreasurerAsset manager · LOS Angeles, CA · $0M in regulatory assets
AtlasMembers
Susi’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (14)
- Kristine M. NishiyamaDirector, Chair, Senior Vice President and General Counsel, Capital Bank and Trust Company
- Kevin T. BurkeDirector, Capital Bank and Trust Company
- Janet W. LamkinDirector, Capital Bank and Trust Company
- Kevin M. SaksDirector and President, Capital Bank and Trust Company
- Michelle C. KerrickDirector, Capital Bank and Trust Company
9 more people named with Susi on the same filings, with titles and firms. Free in Atlas with a free account.
See all 14 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Susi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.