Director, Chair, Senior Vice President and General Counsel · Capital Bank and Trust Company
Kristine M. Nishiyama
CRD 2506668 · Named on Form ADV at one SEC-registered adviser
At a glance
Capital Bank and Trust Company, an SEC-registered private fund adviser based in Irvine, CA with $251.0 billion in regulatory assets, lists Kristine M. Nishiyama on its Form ADV as Director, Chair, Senior Vice President and General Counsel, a control person.
Firms and roles
- Capital Bank and Trust CompanyDirector, Chair, Senior Vice President and General CounselPrivate fund adviser · Irvine, CA · $251B in regulatory assets
AtlasMembers
Kristine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Susi M. SilvermanDirector, Capital Bank and Trust Company
- Kevin T. BurkeDirector, Capital Bank and Trust Company
- Janet W. LamkinDirector, Capital Bank and Trust Company
- Kevin M. SaksDirector and President, Capital Bank and Trust Company
- Michelle C. KerrickDirector, Capital Bank and Trust Company
2 more people named with Kristine on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.