Chief Operating Officer · Leonard Rickey Investment Advisors, P.L.L.C.
Susan M. Van Tress
CRD 4304938 · Named on Form ADV at one SEC-registered adviser
At a glance
Leonard Rickey Investment Advisors, P.L.L.C., an SEC-registered wealth manager based in Yakima, WA with $958 million in regulatory assets, lists Susan M. Van Tress on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- Leonard Rickey Investment Advisors, P.L.L.C.Chief Operating OfficerWealth manager · Yakima, WA · $958M in regulatory assets
AtlasMembers
Susan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Susan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Benjamin J. RickeyMember / Chief Compliance Officer, Leonard Rickey Investment Advisors, P.L.L.C.
- Joy S. StenehjemMember, Leonard Rickey Investment Advisors, P.L.L.C.
- Matthew J. HargreavesCIO, Leonard Rickey Investment Advisors, P.L.L.C.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Susan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.