Member / Chief Compliance Officer · Leonard Rickey Investment Advisors, P.L.L.C.
Benjamin J. Rickey
CRD 2889615 · Named on Form ADV at one SEC-registered adviser
At a glance
Leonard Rickey Investment Advisors, P.L.L.C., an SEC-registered wealth manager based in Yakima, WA with $958 million in regulatory assets, lists Benjamin J. Rickey on its Form ADV as Member / Chief Compliance Officer, a control person.
Firms and roles
- Leonard Rickey Investment Advisors, P.L.L.C.Member / Chief Compliance OfficerWealth manager · Yakima, WA · $958M in regulatory assets
AtlasMembers
Benjamin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Joy S. StenehjemMember, Leonard Rickey Investment Advisors, P.L.L.C.
- Matthew J. HargreavesCIO, Leonard Rickey Investment Advisors, P.L.L.C.
- Susan M. Van TressChief Operating Officer, Leonard Rickey Investment Advisors, P.L.L.C.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Benjamin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.