Trustee of Parker Family Trust · Thoroughbred Financial Services, LLC
Susan Sweeney Parker
CRD 3265529 · Named on Form ADV at one SEC-registered adviser
At a glance
Thoroughbred Financial Services, LLC, an SEC-registered broker-dealer firm based in Brentwood, TN with $4.0 billion in regulatory assets, lists Susan Sweeney Parker on its Form ADV as Trustee of Parker Family Trust, a control person.
Firms and roles
- Thoroughbred Financial Services, LLCTrustee of Parker Family TrustBroker-dealer firm · Brentwood, TN · $4.0B in regulatory assets
AtlasMembers
Susan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Thomas Jenkins ParkerPresident, CEO, Thoroughbred Financial Services, LLC
- Jack Clark Jr HerndonExecutive V.P. Securities, Thoroughbred Financial Services, LLC
- Lawrence Randall HartleyMember, Thoroughbred Financial Services, LLC
- John Sexton AtkinsMember, Thoroughbred Financial Services, LLC
- William Allen WeddingtonMember, Thoroughbred Financial Services, LLC
2 more people named with Susan on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Susan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.