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Member · Thoroughbred Financial Services, LLC

Lawrence Randall Hartley

CRD 1235172 · Named on Form ADV at one SEC-registered adviser

At a glance

Thoroughbred Financial Services, LLC, an SEC-registered broker-dealer firm based in Brentwood, TN with $4.0 billion in regulatory assets, lists Lawrence Randall Hartley on its Form ADV as Member.

Firms and roles

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Lawrence’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Lawrence on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lawrence’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.