Adviser and broker representative · Ameriprise Financial Services, LLC
Susan Y. Marvin
CRD 4751518 · Dallas, TX
At a glance
Susan Y. Marvin is an investment adviser representative with Ameriprise Financial Services, LLC in Dallas, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Susan’s SEC record dates to 2004, about 22 years ago. Susan is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Ameriprise Financial Services, LLCSince April 2004Dallas, TX · $660B in regulatory assets
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Susan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.