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Principal · Superior Planning Wealth Management & Family Office

Susan J. Ferrari

CRD 7469689 · Named on Form ADV at one SEC-registered adviser

At a glance

Superior Planning Wealth Management & Family Office, an SEC-registered wealth manager based in SAN Diego, CA with $350 million in regulatory assets, lists Susan J. Ferrari on its Form ADV as Principal, a control person.

Firms and roles

AtlasMembers

Susan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Constantine A. PelosChief Compliance Officer, Superior Planning Wealth Management & Family Office
  • Matthew P. LeightonChief Operating Officer and Principal, Superior Planning Wealth Management & Family Office
  • Joseph S. BauersChief Executive Officer and Principal, Superior Planning Wealth Management & Family Office
  • James C. GatesPrincipal, Superior Planning Wealth Management & Family Office

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Susan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.