Chief Compliance Officer · Star Asia Management
Constantine A. Pelos
CRD 1074631 · Named on Form ADV at 8 SEC-registered advisers
At a glance
Star Asia Management, an SEC-registered private fund adviser based in Mount Laurel, NJ with $4.8 billion in regulatory assets, lists Constantine A. Pelos on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Constantine at 7 other registered advisers.
Firms and roles
- Star Asia ManagementChief Compliance OfficerPrivate fund adviser · Mount Laurel, NJ · $4.8B in regulatory assets
- WealthcrossingChief Compliance OfficerWealth manager · Richmond, VA · $1.5B in regulatory assets
- Commonwealth Retirement Investments LLCChief Compliance OfficerWealth manager · Richmond, VA · $377M in regulatory assets
- Superior Planning Wealth Management & Family OfficeChief Compliance OfficerWealth manager · SAN Diego, CA · $350M in regulatory assets
- Lake Whillans Capital Partners LLCChief Compliance OfficerPrivate fund adviser · Plano, TX · $312M in regulatory assets
- Blueprint Local LLCChief Compliance OfficerPrivate fund adviser · United States · $253M in regulatory assets
- Scenic Management LLCChief Compliance OfficerBroker-dealer firm · SAN Francisco, CA · $145M in regulatory assets
- Tradewinds Wealth ManagementChief Compliance OfficerWealth manager · Portland, OR · $135M in regulatory assets
AtlasMembers
Constantine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 8 firmsLocked
- Control-person status
- 7 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (24)
- Francis J. PoljevkaChief Financial Officer, Star Asia Management
- Taro (. MasuyamaCo-Chief Executive Officer, Star Asia Management
- Malcolm F. MacleanCo-Chief Executive Officer, Star Asia Management
- Claire E. CraighillDirector / Partner, Wealthcrossing
- John K. KingPresident, Wealthcrossing
19 more people named with Constantine on the same filings, with titles and firms. Free in Atlas with a free account.
See all 24 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Constantine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.