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Principal, Chief Compliance Officer · MBR Financial

Suresh Raghavan

CRD 4721021 · Named on Form ADV at one SEC-registered adviser

At a glance

MBR Financial, an SEC-registered wealth manager based in Houston, TX with $956 million in regulatory assets, lists Suresh Raghavan on its Form ADV as Principal, Chief Compliance Officer, a control person.

Firms and roles

  • MBR FinancialPrincipal, Chief Compliance OfficerWealth manager · Houston, TX · $956M in regulatory assets

AtlasMembers

Suresh’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Suresh’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.