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Principal · MBR Financial

Mary K. Margolis

CRD 2203255 · Named on Form ADV at one SEC-registered adviser

At a glance

MBR Financial, an SEC-registered wealth manager based in Houston, TX with $956 million in regulatory assets, lists Mary K. Margolis on its Form ADV as Principal, a control person.

Firms and roles

  • MBR FinancialPrincipalWealth manager · Houston, TX · $956M in regulatory assets

AtlasMembers

Mary’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mary’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.