LLC Member · Dean Capital Management
Steven D. Roth
CRD 4236043 · Named on Form ADV at one SEC-registered adviser
At a glance
Dean Capital Management, an SEC-registered asset manager based in Overland Park, KS with $1.1 billion in regulatory assets, lists Steven D. Roth on its Form ADV as LLC Member, a control person.
Firms and roles
- Dean Capital ManagementLLC MemberAsset manager · Overland Park, KS · $1.1B in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kevin E. LaubLLC Member, Dean Capital Management
- Douglas A. LeachLLC Member, Dean Capital Management
- Patrick J. KrummLLC Member, Dean Capital Management
- Stephen M. MillerLLC Member, Dean Capital Management
- Jessica L. SkinnerChief Compliance Officer, Dean Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.