LLC Member · Dean Capital Management
Stephen M. Miller
CRD 2686150 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Dean Capital Management, an SEC-registered asset manager based in Overland Park, KS with $1.1 billion in regulatory assets, lists Stephen M. Miller on its Form ADV as LLC Member, a control person. The SEC filings also name Stephen at 2 other registered advisers.
Firms and roles
- Dean Capital ManagementLLC MemberAsset manager · Overland Park, KS · $1.1B in regulatory assets
- Dean InvestmentsPresident, CEOAsset manager · Beavercreek, OH · $909M in regulatory assets
- Dean Financial ServicesCEO, PresidentWealth manager · Beavercreek, OH · $382M in regulatory assets
AtlasMembers
Stephen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Kevin E. LaubLLC Member, Dean Capital Management
- Douglas A. LeachLLC Member, Dean Capital Management
- Patrick J. KrummLLC Member, Dean Capital Management
- Steven D. RothLLC Member, Dean Capital Management
- Jessica L. SkinnerChief Compliance Officer, Dean Capital Management
2 more people named with Stephen on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.