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Principal, Managing Director - Denver · Mosaic Wealth

Steven G. Rotello

CRD 4228803 · Named on Form ADV at one SEC-registered adviser

At a glance

Mosaic Wealth, an SEC-registered wealth manager based in St. Louis, MO with $2.0 billion in regulatory assets, lists Steven G. Rotello on its Form ADV as Principal, Managing Director - Denver, a control person.

Firms and roles

  • Mosaic WealthPrincipal, Managing Director - DenverWealth manager · St. Louis, MO · $2.0B in regulatory assets

AtlasMembers

Steven’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.