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President and Chief Compliance Officer · Mosaic Wealth

Duncan S. Highmark

CRD 2707962 · Named on Form ADV at one SEC-registered adviser

At a glance

Mosaic Wealth, an SEC-registered wealth manager based in St. Louis, MO with $2.0 billion in regulatory assets, lists Duncan S. Highmark on its Form ADV as President and Chief Compliance Officer, a control person.

Firms and roles

  • Mosaic WealthPresident and Chief Compliance OfficerWealth manager · St. Louis, MO · $2.0B in regulatory assets

AtlasMembers

Duncan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Duncan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.