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Executive Vice-President, Chief Human Resources Officer · Lincoln Investment

Steven Neil Flax

CRD 5655474 · Named on Form ADV at one SEC-registered adviser

At a glance

Lincoln Investment, an SEC-registered broker-dealer firm based in Fort Washington, PA with $22.0 billion in regulatory assets, lists Steven Neil Flax on its Form ADV as Executive Vice-President, Chief Human Resources Officer, a control person.

Firms and roles

  • Lincoln InvestmentExecutive Vice-President, Chief Human Resources OfficerBroker-dealer firm · Fort Washington, PA · $22B in regulatory assets

AtlasMembers

Steven’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

5 more people named with Steven on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.