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Executive Vice-President/chief Financial Officer/principal Financial Officer/elected Manager · Lincoln Investment

Diane Mulherrin McCarthy

CRD 4923328 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Lincoln Investment, an SEC-registered broker-dealer firm based in Fort Washington, PA with $22.0 billion in regulatory assets, lists Diane Mulherrin McCarthy on its Form ADV as Executive Vice-President/chief Financial Officer/principal Financial Officer/elected Manager, a control person. The SEC filings also name Diane at 1 other registered adviser.

Firms and roles

  • Lincoln InvestmentExecutive Vice-President/chief Financial Officer/principal Financial Officer/elected ManagerBroker-dealer firm · Fort Washington, PA · $22B in regulatory assets
  • Capital AnalystsElected Manager, Executive Vice President and Chief Financial Officer (treasurer)Wealth manager · Fort Washington, PA · $8.8B in regulatory assets

AtlasMembers

Diane’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

5 more people named with Diane on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Diane’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.