Member · SR Alternative Credit, LLC
Stephen C. Smith
CRD 1248750 · Named on Form ADV at 3 SEC-registered advisers
At a glance
SR Alternative Credit, LLC, an SEC-registered private fund adviser based in Darien, CT with $247 million in regulatory assets, lists Stephen C. Smith on its Form ADV as Member, a control person. The SEC filings also name Stephen at 2 other registered advisers.
Firms and roles
- SR Alternative Credit, LLCMemberPrivate fund adviser · Darien, CT · $247M in regulatory assets
- Penn Capital Management Company, LLCMemberAsset manager · Philadelphia, PA · $1.9B in regulatory assets
- Seaport Global Asset Management LLCChief Executive OfficerPrivate fund adviser · New York, NY · $80M in regulatory assets
AtlasMembers
Stephen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Jeffrey M. HaasPresident & Chief Compliance Officer, SR Alternative Credit, LLC
- Peter FaiglChief Investment Officer, SR Alternative Credit, LLC
- Pamela M. LawrenceCEO, SR Alternative Credit, LLC
- Martin P KeaneChief Compliance Officer, Penn Capital Management Company, LLC
- Eric J. GreenChief Investment Officer - Senior Portfolio Manager, Penn Capital Management Company, LLC
2 more people named with Stephen on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.