Adviser and broker representative · Severn Financial Advisors, LLC
Stephen James
CRD 1609025 · Annapolis, MD
At a glance
Stephen James is an investment adviser representative with Severn Financial Advisors, LLC in Annapolis, MD, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Stephen’s SEC record dates to 2009, about 17 years ago. Stephen is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firms
- Severn Financial Advisors, LLCSince January 2009Annapolis, MD · State-registered or not in the SEC’s list
- Independent Financial PartnersSince June 2026Tampa, FL · $16B in regulatory assets
SEC adviser record
- Registered since
- 2009 (17 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Stephen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.