Chief Compliance Officer · Voya Financial Advisors, Inc.
Stephan Anthony Paasch
CRD 2968516 · Named on Form ADV at one SEC-registered adviser
At a glance
Voya Financial Advisors, Inc., an SEC-registered broker-dealer firm based in Windsor, CT with $3.9 billion in regulatory assets, lists Stephan Anthony Paasch on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Voya Financial Advisors, Inc.Chief Compliance OfficerBroker-dealer firm · Windsor, CT · $3.9B in regulatory assets
AtlasMembers
Stephan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jonathan Francis ReillyPresident, Voya Financial Advisors, Inc.
- Frederick Henry BohnChief Financial Officer, Voya Financial Advisors, Inc.
- John J DeprattiVP, Operations Principal, Voya Financial Advisors, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.