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Chief Executive Officer · Stratton Capital Investment Advisory LLC

Shinichiro Fukui Tamura

CRD 4432895 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Stratton Capital Investment Advisory LLC, an SEC-registered wealth manager based in New York, NY with $138 million in regulatory assets, lists Shinichiro Fukui Tamura on its Form ADV as Chief Executive Officer, a control person. The SEC filings also name Shinichiro at 1 other registered adviser.

Firms and roles

AtlasMembers

Shinichiro’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Marcelo C. CabralManaging Member / Principal and Chief Compliance Officer, Stratton Capital Investment Advisory LLC
  • Paula G. SanderAssistant Trader, Stratton Capital Investment Advisory LLC
  • Lin J. ShiowBusiness Development Director, Stratton Capital Investment Advisory LLC
  • Rodrigues N. RosaneCustomer Service Director, Stratton Capital Investment Advisory LLC
  • Joseph BelardoPartner, Stratton Capital Investment Advisory LLC

1 more person named with Shinichiro on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shinichiro’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.