Managing Member / Principal and Chief Compliance Officer · Stratton Capital Investment Advisory LLC
Marcelo C. Cabral
CRD 2237540 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Stratton Capital Investment Advisory LLC, an SEC-registered wealth manager based in New York, NY with $138 million in regulatory assets, lists Marcelo C. Cabral on its Form ADV as Managing Member / Principal and Chief Compliance Officer, a control person. The SEC filings also name Marcelo at 1 other registered adviser.
Firms and roles
- Stratton Capital Investment Advisory LLCManaging Member / Principal and Chief Compliance OfficerWealth manager · New York, NY · $138M in regulatory assets
- Scia NYManaging Member / PrincipalAsset manager · New York, NY · $0M in regulatory assets
AtlasMembers
Marcelo’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Paula G. SanderAssistant Trader, Stratton Capital Investment Advisory LLC
- Shinichiro Fukui TamuraChief Executive Officer, Stratton Capital Investment Advisory LLC
- Lin J. ShiowBusiness Development Director, Stratton Capital Investment Advisory LLC
- Rodrigues N. RosaneCustomer Service Director, Stratton Capital Investment Advisory LLC
- Joseph BelardoPartner, Stratton Capital Investment Advisory LLC
1 more person named with Marcelo on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marcelo’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.