Managing Director · Flat Rock Global
Shiloh R. Bates
CRD 3274349 · Named on Form ADV at one SEC-registered adviser
At a glance
Flat Rock Global, an SEC-registered asset manager based in Jackson, WY with $1.6 billion in regulatory assets, lists Shiloh R. Bates on its Form ADV as Managing Director, a control person.
Firms and roles
- Flat Rock GlobalManaging DirectorAsset manager · Jackson, WY · $1.6B in regulatory assets
AtlasMembers
Shiloh’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert K. GrunewaldChief Executive Officer, Flat Rock Global
- Ryan K. RippChief Financial Officer, Flat Rock Global
- Andrew P. ChicaChief Compliance Officer, Flat Rock Global
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shiloh’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.