Chief Compliance Officer · Flat Rock Global
Andrew P. Chica
CRD 3087253 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Flat Rock Global, an SEC-registered asset manager based in Jackson, WY with $1.6 billion in regulatory assets, lists Andrew P. Chica on its Form ADV as Chief Compliance Officer. The SEC filings also name Andrew at 2 other registered advisers.
Firms and roles
- Flat Rock GlobalChief Compliance OfficerAsset manager · Jackson, WY · $1.6B in regulatory assets
- Catholic Investment Services, Inc.Chief Compliance OfficerPrivate fund adviser · Boston, MA · $1.5B in regulatory assets
- Black Hill Capital Partners, LLCChief Compliance OfficerWealth manager · SAN Francisco, CA · $68M in regulatory assets
AtlasMembers
Andrew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Robert K. GrunewaldChief Executive Officer, Flat Rock Global
- Ryan K. RippChief Financial Officer, Flat Rock Global
- Shiloh R. BatesManaging Director, Flat Rock Global
- Paul S. StevensTrustee, Catholic Investment Services, Inc.
- John J. BrennanTrustee, Catholic Investment Services, Inc.
7 more people named with Andrew on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.