Adviser and broker representative · Citigroup Global Markets Inc.
Shihua Chen
CRD 7996816 · Irvine, CA
At a glance
Shihua Chen is an investment adviser representative with Citigroup Global Markets Inc. in Irvine, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Shihua’s SEC record dates to 2025, about 1 years ago. Shihua is also registered as a broker representative.
Current advisory firm
- Citigroup Global Markets Inc.Since May 2025Irvine, CA · $56B in regulatory assets
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Shihua’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.