Adviser and broker representative · Cetera Investment Advisers LLC
Shawn W. Mathis
CRD 4287402 · Estacada, OR
At a glance
Shawn W. Mathis is an investment adviser representative with Cetera Investment Advisers LLC in Estacada, OR, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Shawn’s SEC record dates to 2001, about 25 years ago. Shawn is also registered as a broker representative.
Current advisory firms
- Cetera Investment Advisers LLCSince June 2023Estacada, OR · $257B in regulatory assets
- Financial Management Strategies, Inc.Since October 2018Vancouver, WA · $714M in regulatory assets
SEC adviser record
- Registered since
- 2001 (25 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Shawn’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.