Chief Compliance Officer · Tailwind Advisors
Shawn G. Hessing
CRD 5959998 · Named on Form ADV at one SEC-registered adviser
At a glance
Tailwind Advisors, an SEC-registered wealth manager based in Fort Worth, TX with $1.7 billion in regulatory assets, lists Shawn G. Hessing on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Tailwind AdvisorsChief Compliance OfficerWealth manager · Fort Worth, TX · $1.7B in regulatory assets
AtlasMembers
Shawn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Stewart R. HendersonInvestment Units Holder, Tailwind Advisors
- Jeffrey R. DillardMember, Tailwind Advisors
- Robert J. BattonInvestment Units Holder, Tailwind Advisors
- Richard J. BryceInvestment Units Holder, Tailwind Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shawn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.