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Investment Units Holder · Tailwind Advisors

Robert J. Batton

CRD 5701270 · Named on Form ADV at one SEC-registered adviser

At a glance

Tailwind Advisors, an SEC-registered wealth manager based in Fort Worth, TX with $1.7 billion in regulatory assets, lists Robert J. Batton on its Form ADV as Investment Units Holder, a control person.

Firms and roles

  • Tailwind AdvisorsInvestment Units HolderWealth manager · Fort Worth, TX · $1.7B in regulatory assets

AtlasMembers

Robert’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.