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Chief Compliance Officer and Executive Board Member · FNY Investment Advisers, LLC

Shawn I. Fischman

CRD 5797185 · Named on Form ADV at 2 SEC-registered advisers

At a glance

FNY Investment Advisers, LLC, an SEC-registered private fund adviser based in New York, NY with $2.9 billion in regulatory assets, lists Shawn I. Fischman on its Form ADV as Chief Compliance Officer and Executive Board Member, a control person. The SEC filings also name Shawn at 1 other registered adviser.

Firms and roles

AtlasMembers

Shawn’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Sandro M PolverinoChief Technology Officer, FNY Investment Advisers, LLC
  • Donald E. MotschwillerManaging Member, CEO and Chair of the Investment Committee & Executive Board, FNY Investment Advisers, LLC
  • Donna A. ErrigoChief Operations Officer and Chief Financial Officer, FNY Investment Advisers, LLC
  • Ferdinand M Di MariaChief Risk Officer & Investment Committee Member, FNY Investment Advisers, LLC
  • David S. AbramsonInvestment Committee Member, FNY Investment Advisers, LLC

2 more people named with Shawn on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shawn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.