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Chief Risk Officer & Investment Committee Member · FNY Investment Advisers, LLC

Ferdinand M. Di Maria

CRD 4775818 · Named on Form ADV at one SEC-registered adviser

At a glance

FNY Investment Advisers, LLC, an SEC-registered private fund adviser based in New York, NY with $2.9 billion in regulatory assets, lists Ferdinand M. Di Maria on its Form ADV as Chief Risk Officer & Investment Committee Member, a control person.

Firms and roles

  • FNY Investment Advisers, LLCChief Risk Officer & Investment Committee MemberPrivate fund adviser · New York, NY · $2.9B in regulatory assets

AtlasMembers

Ferdinand’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Shawn I. FischmanChief Compliance Officer and Executive Board Member, FNY Investment Advisers, LLC
  • Sandro M. PolverinoChief Technology Officer, FNY Investment Advisers, LLC
  • Donald E. MotschwillerManaging Member, CEO and Chair of the Investment Committee & Executive Board, FNY Investment Advisers, LLC
  • Donna A. ErrigoChief Operations Officer and Chief Financial Officer, FNY Investment Advisers, LLC
  • David S. AbramsonInvestment Committee Member, FNY Investment Advisers, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ferdinand’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.