Chief Executive Officer · Alsworth Capital Management, LLC
Shane M. Alsworth
CRD 4418062 · Named on Form ADV at one SEC-registered adviser
At a glance
Alsworth Capital Management, LLC, an SEC-registered wealth manager based in Corning, NY with $117 million in regulatory assets, lists Shane M. Alsworth on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- Alsworth Capital Management, LLCChief Executive OfficerWealth manager · Corning, NY · $117M in regulatory assets
AtlasMembers
Shane’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Jacqueline H. AlsworthChief Compliance Officer, Alsworth Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shane’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.