Chief Compliance Officer · Alsworth Capital Management, LLC
Jacqueline H. Alsworth
CRD 4252773 · Named on Form ADV at one SEC-registered adviser
At a glance
Alsworth Capital Management, LLC, an SEC-registered wealth manager based in Corning, NY with $117 million in regulatory assets, lists Jacqueline H. Alsworth on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Alsworth Capital Management, LLCChief Compliance OfficerWealth manager · Corning, NY · $117M in regulatory assets
AtlasMembers
Jacqueline’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings
- Shane M. AlsworthChief Executive Officer, Alsworth Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jacqueline’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.