Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
WSR The Most Important Year-End Review Is Your OwnWSR AmeriFlex Recruits 17 Advisors Representing Over $1.4 Billion In Client AssetsWSR Cerulli: Many Investors Still Struggle To Understand Advisors’ FeesWSR Dear Ryan: Transformed On Paper, Uncertain In PracticeIN Meta deal shields Zuckerberg from California wealth tax billRB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicWM The Diamond Podcast for Financial Advisors: How Smart Money Evaluates Wealth Management FirmsWM Cerulli: $5B+ Fee-Only Independent RIAs Face 'Shrinking Footprint'FP Why fee-based models are the future of advisor compensationIN Inheritance conflict is the rule, not the exception, Wells Fargo finds

Principal/wealth Management Advisor/member · Navigo Wealth Management, LLC

Shabana M. Nathoo

CRD 4717304 · Named on Form ADV at one SEC-registered adviser

At a glance

Navigo Wealth Management, LLC, an SEC-registered wealth manager with $130 million in regulatory assets, lists Shabana M. Nathoo on its Form ADV as Principal/wealth Management Advisor/member, a control person.

Firms and roles

AtlasMembers

Shabana’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
Locked
Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2005 (21 years)
Designations
None on file
Exams
Series 65, Series 66
Registered in
1 state
Also a broker representative
No
Disclosures on record
Yes, see the SEC record

AtlasMembers

Shabana’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
3 firmsLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Mark L. CawyerManaging Principal/managing Member/chief Compliance Officer, Navigo Wealth Management, LLC
  • Rory A. RobertsonWealth Management Advisor/member, Navigo Wealth Management, LLC
  • Christel L. WalkerPrincipal/wealth Management Advisor/member, Navigo Wealth Management, LLC
  • Chase R. CawyerWealth Management Advisor/member, Navigo Wealth Management, LLC
  • Douglas T. ReifelWealth Management Advisor/member, Navigo Wealth Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shabana’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.