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Managing Principal/managing Member/chief Compliance Officer · Navigo Wealth Management, LLC

Mark L. Cawyer

CRD 4568156 · Named on Form ADV at one SEC-registered adviser

At a glance

Navigo Wealth Management, LLC, an SEC-registered wealth manager with $130 million in regulatory assets, lists Mark L. Cawyer on its Form ADV as Managing Principal/managing Member/chief Compliance Officer, a control person.

Firms and roles

  • Navigo Wealth Management, LLCManaging Principal/managing Member/chief Compliance OfficerWealth manager · United States · $130M in regulatory assets

AtlasMembers

Mark’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.