Chief Financial Officer · Ladenburg Thalmann Asset Management Inc
Scott R. Seiffert
CRD 5332544 · Named on Form ADV at one SEC-registered adviser
At a glance
Ladenburg Thalmann Asset Management Inc, an SEC-registered asset manager based in New York, NY with $6.7 billion in regulatory assets, lists Scott R. Seiffert on its Form ADV as Chief Financial Officer, a control person.
Firms and roles
- Ladenburg Thalmann Asset Management IncChief Financial OfficerAsset manager · New York, NY · $6.7B in regulatory assets
AtlasMembers
Scott’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Joseph GiovannielloSvp, Ladenburg Thalmann Asset Management Inc
- Philip S. BlancatoPresident, CEO & Director, Ladenburg Thalmann Asset Management Inc
- Jaime L. DesmondChief Operations Officer, Ladenburg Thalmann Asset Management Inc
- Madeline Y. RutinelChief Compliance Officer, Ladenburg Thalmann Asset Management Inc
- Matthew Adam SchlueterEVP, Operations & Technology Solutions, Ladenburg Thalmann Asset Management Inc
2 more people named with Scott on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.