Chief Operations Officer · Ladenburg Thalmann Asset Management Inc
Jaime L. Desmond
CRD 3174096 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Ladenburg Thalmann Asset Management Inc, an SEC-registered asset manager based in New York, NY with $6.7 billion in regulatory assets, lists Jaime L. Desmond on its Form ADV as Chief Operations Officer, a control person. The SEC filings also name Jaime at 1 other registered adviser.
Firms and roles
- Ladenburg Thalmann Asset Management IncChief Operations OfficerAsset manager · New York, NY · $6.7B in regulatory assets
- Black Diamond Financial, LLCChief Compliance Officer and PresidentWealth manager · United States · $441M in regulatory assets
AtlasMembers
Jaime’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (7)
- Joseph GiovannielloSvp, Ladenburg Thalmann Asset Management Inc
- Philip S. BlancatoPresident, CEO & Director, Ladenburg Thalmann Asset Management Inc
- Madeline Y. RutinelChief Compliance Officer, Ladenburg Thalmann Asset Management Inc
- Matthew Adam SchlueterEVP, Operations & Technology Solutions, Ladenburg Thalmann Asset Management Inc
- James Dale PriceChairman, Ladenburg Thalmann Asset Management Inc
2 more people named with Jaime on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jaime’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.