Chairman · Osaic Wealth, Inc.
James Dale Price
CRD 1243224 · Named on Form ADV at 5 SEC-registered advisers
At a glance
Osaic Wealth, Inc., an SEC-registered broker-dealer firm based in Scottsdale, AZ with $234.9 billion in regulatory assets, lists James Dale Price on its Form ADV as Chairman, a control person. The SEC filings also name James at 4 other registered advisers.
Firms and roles
- Osaic Wealth, Inc.ChairmanBroker-dealer firm · Scottsdale, AZ · $235B in regulatory assets
- Osaic Advisory Services, LLCChairmanWealth manager · Atlanta, GA · $15B in regulatory assets
- Ladenburg Thalmann Asset Management IncChairmanAsset manager · New York, NY · $6.7B in regulatory assets
- Osaic Institutions, Inc.ChairmanBroker-dealer firm · Meriden, CT · $6.5B in regulatory assets
- Vision2020 Wealth Management Corp.Chairman, DirectorAsset manager · Scottsdale, AZ · $0M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 5 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (14)
- Matthew Adam SchlueterEVP, Operations and Technology Solutions, Director, Osaic Wealth, Inc.
- Erinn June FordDirector, Osaic Wealth, Inc.
- Shawn Michael MihalSVP, Chief Compliance Officer, Osaic Wealth, Inc.
- Christopher Mills MitchellCorporate Treasurer, Financial Principal, Osaic Wealth, Inc.
- Shannon ReidCEO, President, Director, Osaic Wealth, Inc.
9 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 14 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.