Treasurer · Ladenburg Thalmann Asset Management Inc
Christopher Mills Mitchell
CRD 2420144 · Named on Form ADV at 5 SEC-registered advisers
At a glance
Ladenburg Thalmann Asset Management Inc, an SEC-registered asset manager based in New York, NY with $6.7 billion in regulatory assets, lists Christopher Mills Mitchell on its Form ADV as Treasurer, a control person. The SEC filings also name Christopher at 4 other registered advisers.
Firms and roles
- Ladenburg Thalmann Asset Management IncTreasurerAsset manager · New York, NY · $6.7B in regulatory assets
- Osaic Wealth, Inc.Corporate Treasurer, Financial PrincipalBroker-dealer firm · Scottsdale, AZ · $235B in regulatory assets
- Osaic Advisory Services, LLCCorporate Treasurer, Financial PrincipalWealth manager · Atlanta, GA · $15B in regulatory assets
- Osaic Institutions, Inc.Corporate Treasurer, Financial and Operations PrincipalBroker-dealer firm · Meriden, CT · $6.5B in regulatory assets
- Vision2020 Wealth Management Corp.Corporate Treasurer, Financial PrincipalAsset manager · Scottsdale, AZ · $0M in regulatory assets
AtlasMembers
Christopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (14)
- Joseph GiovannielloSvp, Ladenburg Thalmann Asset Management Inc
- Philip S. BlancatoPresident, CEO & Director, Ladenburg Thalmann Asset Management Inc
- Jaime L. DesmondChief Operations Officer, Ladenburg Thalmann Asset Management Inc
- Madeline Y. RutinelChief Compliance Officer, Ladenburg Thalmann Asset Management Inc
- Matthew Adam SchlueterEVP, Operations & Technology Solutions, Ladenburg Thalmann Asset Management Inc
9 more people named with Christopher on the same filings, with titles and firms. Free in Atlas with a free account.
See all 14 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.