Managing Member · Stone Steps Financial, LLC
Scott R. Frank
CRD 5408098 · Named on Form ADV at one SEC-registered adviser
At a glance
Stone Steps Financial, LLC, an SEC-registered wealth manager based in Encinitas, CA with $147 million in regulatory assets, lists Scott R. Frank on its Form ADV as Managing Member, a control person.
Firms and roles
- Stone Steps Financial, LLCManaging MemberWealth manager · Encinitas, CA · $147M in regulatory assets
AtlasMembers
Scott’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kingston M. HollmanChief Compliance Officer, Stone Steps Financial, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.