Chief Compliance Officer · Wyze Wealth Advisors, LLC
Kingston M. Hollman
CRD 5563826 · Named on Form ADV at 6 SEC-registered advisers
At a glance
Wyze Wealth Advisors, LLC, an SEC-registered wealth manager based in Canonsburg, PA with $265 million in regulatory assets, lists Kingston M. Hollman on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Kingston at 5 other registered advisers.
Firms and roles
- Wyze Wealth Advisors, LLCChief Compliance OfficerWealth manager · Canonsburg, PA · $265M in regulatory assets
- Great River FinancialChief Compliance OfficerWealth manager · Plymouth, MN · $202M in regulatory assets
- Double Duty Money Management LLCChief Compliance OfficerWealth manager · New York, NY · $84M in regulatory assets
- Stone Steps Financial, LLCChief Compliance OfficerWealth manager · Encinitas, CA · $147M in regulatory assets
- Middleton & CompanyChief Compliance OfficerWealth manager · Vancouver, WA · $131M in regulatory assets
- Childfree WealthChief Compliance OfficerWealth manager · United States · $21M in regulatory assets
AtlasMembers
Kingston’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 6 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2016 (9 years)
- Designations
- None on file
- Exams
- Series 63, Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Kingston’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Ronald P. WyattOwner, IAR, Wyze Wealth Advisors, LLC
- Joshua L. WolbergPresident, Great River Financial
- Rupal J. BhansaliChief Executive Officer, Double Duty Money Management LLC
- Scott R. FrankManaging Member, Stone Steps Financial, LLC
- George S MiddletonOwner, Middleton & Company
2 more people named with Kingston on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kingston’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.