Senior Vice President, Chief Compliance Officer · Harvey Investment Company, LLC
Samuel H. Noble
CRD 5983809 · Named on Form ADV at one SEC-registered adviser
At a glance
Harvey Investment Company, LLC, an SEC-registered wealth manager based in Louisville, KY with $1.0 billion in regulatory assets, lists Samuel H. Noble on its Form ADV as Senior Vice President, Chief Compliance Officer.
Firms and roles
- Harvey Investment Company, LLCSenior Vice President, Chief Compliance OfficerWealth manager · Louisville, KY · $1.0B in regulatory assets
AtlasMembers
Samuel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Samuel C. HarveyPresident, Harvey Investment Company, LLC
- Mary L. HerrmannSenior Vice President, Harvey Investment Company, LLC
- Joshua S. JevneSenior Vice President, Harvey Investment Company, LLC
- Daniel J. BergSecretary & Treasurer, Harvey Investment Company, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Samuel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.