Chief Financial Officer · Hightower Advisors, LLC
Daniel J. Berg
CRD 6146365 · Named on Form ADV at 6 SEC-registered advisers
At a glance
Hightower Advisors, LLC, an SEC-registered wealth manager based in Chicago, IL with $198.6 billion in regulatory assets, lists Daniel J. Berg on its Form ADV as Chief Financial Officer, a control person. The SEC filings also name Daniel at 5 other registered advisers.
Firms and roles
- Hightower Advisors, LLCChief Financial OfficerWealth manager · Chicago, IL · $199B in regulatory assets
- Harvey Investment Company, LLCSecretary & TreasurerWealth manager · Louisville, KY · $1.0B in regulatory assets
- Madison Avenue Solutions, LLCChief Financial OfficerAsset manager · Chicago, IL · $2.1B in regulatory assets
- Delta Asset Management, LLCExecutive Director of FinanceWealth manager · Memphis, TN · $1.5B in regulatory assets
- Axiom Asset ManagementChief Financial OfficerWealth manager · Wayne, PA · $900M in regulatory assets
- Duncker Streett & Co.Director of FinanceWealth manager · St. Louis, MO · $707M in regulatory assets
AtlasMembers
Daniel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 6 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (21)
- Douglas J. BessoChief Technology Officer, Hightower Advisors, LLC
- Barry A. CovielloNational Director of Field Supervision, Hightower Advisors, LLC
- Jared N. SchwartzChief Risk Officer, Hightower Advisors, LLC
- Barrett LopezGeneral Counsel, Corporate and M&a, Hightower Advisors, LLC
- Lawrence J. RestieriChief Executive Officer, Hightower Advisors, LLC
16 more people named with Daniel on the same filings, with titles and firms. Free in Atlas with a free account.
See all 21 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.