Adviser and broker representative · Raymond James Financial Services Advisors, Inc.
Samantha Thompson-Innes
CRD 5527063 · Woodland Hills, CA
At a glance
Samantha Thompson-Innes is an investment adviser representative with Raymond James Financial Services Advisors, Inc. in Woodland Hills, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Samantha’s SEC record dates to 2009, about 17 years ago. Samantha is also registered as a broker representative.
Current advisory firm
- Raymond James Financial Services Advisors, Inc.Since November 2016Woodland Hills, CA · $390B in regulatory assets
SEC adviser record
- Registered since
- 2009 (17 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Samantha’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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