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Vice Chairman · Riverfront Investment Group, LLC

Roderick A. Smyth

CRD 1236843 · Named on Form ADV at one SEC-registered adviser

At a glance

Riverfront Investment Group, LLC, an SEC-registered asset manager based in Richmond, VA with $2.2 billion in regulatory assets, lists Roderick A. Smyth on its Form ADV as Vice Chairman, a control person.

Firms and roles

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Roderick’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

  • Peter J. QuinnChairman of the Board of Directors, President & CEO, Riverfront Investment Group, LLC
  • Michael John SchroederMember of the Board of Directors, Riverfront Investment Group, LLC
  • Karrie B. SouthallMember of Board of Directors, Chief Operating Officer, Partner, Riverfront Investment Group, LLC
  • Julia J. GibbsChief Compliance Officer, Riverfront Investment Group, LLC
  • John G. TaftMember of Board of Directors, Riverfront Investment Group, LLC

7 more people named with Roderick on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roderick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.