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Chief Compliance Officer · Riverfront Investment Group, LLC

Julia J. Gibbs

CRD 4605599 · Named on Form ADV at one SEC-registered adviser

At a glance

Riverfront Investment Group, LLC, an SEC-registered asset manager based in Richmond, VA with $2.2 billion in regulatory assets, lists Julia J. Gibbs on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

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Julia’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

  • Peter J. QuinnChairman of the Board of Directors, President & CEO, Riverfront Investment Group, LLC
  • Roderick A. SmythVice Chairman, Riverfront Investment Group, LLC
  • Michael John SchroederMember of the Board of Directors, Riverfront Investment Group, LLC
  • Karrie B. SouthallMember of Board of Directors, Chief Operating Officer, Partner, Riverfront Investment Group, LLC
  • John G. TaftMember of Board of Directors, Riverfront Investment Group, LLC

7 more people named with Julia on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Julia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.