Asst Corp Secretary · Fbmc Retirement Solutions, LLC
Rocky Hallows
CRD 8196396 · Named on Form ADV at one SEC-registered adviser
At a glance
Fbmc Retirement Solutions, LLC, an SEC-registered asset manager based in Tallahassee, FL with $0 in regulatory assets, lists Rocky Hallows on its Form ADV as Asst Corp Secretary, a control person.
Firms and roles
- Fbmc Retirement Solutions, LLCAsst Corp SecretaryAsset manager · Tallahassee, FL · $0M in regulatory assets
AtlasMembers
Rocky’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- David A. FaulkenberryCEO and Chief Compliance Officer, Fbmc Retirement Solutions, LLC
- Richard E. FarrisPresident, Fbmc Retirement Solutions, LLC
- Bracken LonghurstVice President, Fbmc Retirement Solutions, LLC
- Kevin P GradySecretary, Fbmc Retirement Solutions, LLC
- Daniel A NelsonMember, Fbmc Retirement Solutions, LLC
1 more person named with Rocky on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rocky’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.