CEO and Chief Compliance Officer · Fbmc Retirement Solutions, LLC
David A. Faulkenberry
CRD 8046345 · Named on Form ADV at one SEC-registered adviser
At a glance
Fbmc Retirement Solutions, LLC, an SEC-registered asset manager based in Tallahassee, FL with $0 in regulatory assets, lists David A. Faulkenberry on its Form ADV as CEO and Chief Compliance Officer, a control person.
Firms and roles
- Fbmc Retirement Solutions, LLCCEO and Chief Compliance OfficerAsset manager · Tallahassee, FL · $0M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Richard E. FarrisPresident, Fbmc Retirement Solutions, LLC
- Bracken LonghurstVice President, Fbmc Retirement Solutions, LLC
- Kevin P GradySecretary, Fbmc Retirement Solutions, LLC
- Rocky HallowsAsst Corp Secretary, Fbmc Retirement Solutions, LLC
- Daniel A NelsonMember, Fbmc Retirement Solutions, LLC
1 more person named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.