Cco-Broker-Dealer · Willis Towers Watson Securities, LLC
Robin Diane Condon
CRD 2908077 · Named on Form ADV at one SEC-registered adviser
At a glance
Willis Towers Watson Securities, LLC, an SEC-registered broker-dealer firm based in Chicago, IL with $0 in regulatory assets, lists Robin Diane Condon on its Form ADV as Cco-Broker-Dealer.
Firms and roles
- Willis Towers Watson Securities, LLCCco-Broker-DealerBroker-dealer firm · Chicago, IL · $0M in regulatory assets
AtlasMembers
Robin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Robin’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kevin Gerard EarlsCeo-Broker-Dealer, Willis Towers Watson Securities, LLC
- Michael Gerard GlynnFinop, PFO, POO, Willis Towers Watson Securities, LLC
- William Thomas HenryChief Executive Office-Investment Advisory, Willis Towers Watson Securities, LLC
- Ann M. GriffithChief Compliance Officer-Investment Advisory, Willis Towers Watson Securities, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.