Ceo-Broker-Dealer · Willis Towers Watson Securities, LLC
Kevin Gerard Earls
CRD 1108493 · Named on Form ADV at one SEC-registered adviser
At a glance
Willis Towers Watson Securities, LLC, an SEC-registered broker-dealer firm based in Chicago, IL with $0 in regulatory assets, lists Kevin Gerard Earls on its Form ADV as Ceo-Broker-Dealer, a control person.
Firms and roles
- Willis Towers Watson Securities, LLCCeo-Broker-DealerBroker-dealer firm · Chicago, IL · $0M in regulatory assets
AtlasMembers
Kevin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Michael Gerard GlynnFinop, PFO, POO, Willis Towers Watson Securities, LLC
- Robin Diane CondonCco-Broker-Dealer, Willis Towers Watson Securities, LLC
- William Thomas HenryChief Executive Office-Investment Advisory, Willis Towers Watson Securities, LLC
- Ann M. GriffithChief Compliance Officer-Investment Advisory, Willis Towers Watson Securities, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kevin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.