Chief Compliance Officer · The Hoerner Planning Group, LLC
Roberto N. Moreiro
CRD 7193031 · Named on Form ADV at 3 SEC-registered advisers
At a glance
The Hoerner Planning Group, LLC, an SEC-registered wealth manager based in Middleburg, VA with $1.7 billion in regulatory assets, lists Roberto N. Moreiro on its Form ADV as Chief Compliance Officer. The SEC filings also name Roberto at 2 other registered advisers.
Firms and roles
- The Hoerner Planning Group, LLCChief Compliance OfficerWealth manager · Middleburg, VA · $1.7B in regulatory assets
- Robertson Investment ManagementCCOWealth manager · Houston, TX · $534M in regulatory assets
- Directional Asset Management, LLCChief Compliance OfficerWealth manager · Arlington Heights, IL · $137M in regulatory assets
AtlasMembers
Roberto’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Henry R. HoernerManaging Member, The Hoerner Planning Group, LLC
- Chase M. RobertsonManaging Member, Robertson Investment Management
- Sonia C. JoaoOwner, Robertson Investment Management
- Daniel S. ShortPresident/chief Investment Officer, Directional Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roberto’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.